I Discuss With the Wall Street Journal The Deluge of FINRA Arbitration Claims…

that will hit UBS for the sales of the closed end Puerto Rican bond funds.  The entire article can be viewed at the link below.  While 400 FINRA arbitration claims and lawsuits already filed, more are on the way. The primary claims made against UBS and Merrill Lynch are suitability claims (the investments weren’t appropriate for the investor given their age, actual investment objectives and financial resources) and  misrepresentation and omissions (the true risks were either misstated or weren’t disclosed).   To learn more about suing UBS or Merrill Lynch for Puerto Rican investment fraud losses, please call us or visit www.canisuemyadvisor.com


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